Eric Anthony Stubbs

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-08-05
NY	RA	APPROVED	2021-08-06
VI	RA	APPROVED	2016-07-25
TX	RA	APPROVED_RES	2015-03-11

DC RA
APPROVED

Since 2026-08-05
NY RA
APPROVED

Since 2021-08-06
VI RA
APPROVED

Since 2016-07-25
TX RA
APPROVED_RES

Since 2015-03-11

Branch Locations

Washington , DC • United States

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

James, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	New York	NY	04/2008	Present
City National Bank	New York	NY	12/2016	Present

04/2008 → Present

Rbc Capital Markets, Llc

New York, NY
12/2016 → Present

City National Bank

New York, NY

Previous Registrations

2006-01-26 → 2008-05-05

J.P. Morgan Securities Llc

New York, NY

New York, NY

Other Businesses

(1) UNIVERSITY OF ICELAND; ADDRESS: UNIVERSITY OF ICELAND, ODDI V/STURLUGOTU 101 REYKJAVIK; BUSINESS DESCRIPTION: ACADEMIC INSTITUTION; NOT INVESTMENT RELATED; START DATE: 07/18/2016; CAPACITY: MEMBER OF DOCTORAL DISSERTATION COMMITTEE; DUTIES: CRITIQUE ECONOMICS DISSERTATION; HOURS DEVOTED TO THIS OBA PER MONTH: 01; HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: NONE; (2) CORCORAN WALK CONDOMINIUM; ADDRESS: 4102 BRANDYWINE STREET, NW WASH. DC 20016; BUSINESS DESCRIPTION: CONDO ASSOCIATION; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: BOARD OF DIRECTORS/TREASURER; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE 3) NAME OF ENTITY: New England Innocence Project ADDRESS: 1035 Cambridge St, 28A, Cambridge, MA 02140 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 11.14.24 CAPACITY: Other DUTIES: assisting exonerees by providing financial education in the form of conversation, and tools such as budgeting sheets. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-11-13
S63	Uniform Securities Agent State Law Examination	2000-04-17

S65 Uniform Investment Adviser Law Examination

2001-11-13
S63 Uniform Securities Agent State Law Examination

2000-04-17

View on SEC IAPD