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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2016-12-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Capital Management | Menomonee Falls | WI | 06/2013 | 10/2021 |
| Allspring Global Investments, Llc | San Francisco | CA | 11/2021 | Present |
| Allspring Funds Distributor, Llc | San Francisco | CA | 11/2021 | Present |
6/30/2025-name change to Awake Community https://www.awakecommunity.org/ 501c3 Charitable organization and not investment related. Mission is to awaken our community to the full reality of sexual abuse in the Catholic Church and work for the transformation and healing in the Archdiocese of Milwaukee and beyond. I am on the Board of Directors starting in April of 2022. It is about five hours a month with no hours during security trading hours. President of the Awake Community's Board of Directors starting on 4/2/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-21 |
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