Steven Patrick Ford

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-19
TX	RA	APPROVED_RES	2026-02-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Alpha Cubed Investments, Llc	Irvine	CA	11/2015	01/2026
Capfinancial Partners, Llc. (Captrust)	Raleigh	NC	01/2026	Present

2015-11-09 → 2026-04-30

Alpha Cubed Investments, Llc

San Jose, CA

Costa Mesa, CA

Mountain View, CA
2015-08-21 → 2015-10-01

Protected Investors Of America

San Mateo, CA

San Francisco, CA
2010-09-17 → 2014-12-03

Td Ameritrade, Inc.

San Mateo, CA
2010-09-17 → 2014-12-03

Td Ameritrade Investment Management, Llc

San Mateo, CA
2009-08-12 → 2009-12-31

Financial Advisers Of America, Llc

Danville, CA
2009-06-30 → 2009-08-14

Osaic Wealth, Inc.

Danville, CA
2004-01-08 → 2008-12-16

Citigroup Global Markets Inc.

Berkeley, CA

Berkeley, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-22
S63	Uniform Securities Agent State Law Examination	2002-08-20