Best Investors
Account
Sign in
Best Investors
Account
Sign in
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-23 |
| NJ | RA | APPROVED | 2015-07-15 |
Branch Locations
255 Executive Drive Suite 203, Plainview, NY 11803 • United States
Summit, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Plainview | NY | 06/2015 | 07/2022 |
| National Asset Management | Plainview | NY | 07/2015 | 07/2022 |
| B. Riley Wealth Management | Plainview | NY | 07/2022 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
(1)NORTH SHORE WEALTH MANAGEMENT, LLC, VP OF INVESTMENT, DBA; 255 EXECUTIVE DRIVE STE 305, PLAINVIEW, NY 11803, LLC, VP OF INVESTMENT, START DATE 7/2013; 160 HRS/ MONTH ALL DURING SECURITIES TRADING HRS. (2) TRISTAR INVESTMENT MANAGMMENT AND CONSULTING GROUP LLC.NON-INVESTMENT RELATED. 173 COUNTRYSIDE DR. SUMMIT NJ. PRESIDENT/OWNER. BILL PAY ENTITY. (3) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; 255 EXECUTIVE DRIVE STE 305, PLAINVIEW, NY 1180; LIFE, HEALTH, ANNUITIES; AGENT; START DATE 5/2021; 8 HRS/ MONTH DEVOTED DURING SECURITIES TRADING HRS. (4) IMMACULATA HIGH SCHOOL; NON INVESTMENT RELATED; 240 MOUNTAIN AVE SOMERVILLE, NJ 08876; HIGH SCHOOL BUSINESS EDUCATION; TEACHER; START DATE 8/2020; 100 HRS/ MONTH DEVOTED 50 DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
Reach out to this advisor