Thomas Joseph Murray

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-23
NJ	RA	APPROVED	2015-07-15

NY RA
APPROVED

Since 2021-06-23
NJ RA
APPROVED

Since 2015-07-15

Branch Locations

255 Executive Drive Suite 203, Plainview, NY 11803 • United States

Summit, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corporation	Plainview	NY	06/2015	07/2022
National Asset Management	Plainview	NY	07/2015	07/2022
B. Riley Wealth Management	Plainview	NY	07/2022	Present
B. Riley Wealth Advisors, Inc.	Memphis	TN	07/2022	Present

06/2015 → 07/2022

National Securities Corporation

Plainview, NY
07/2015 → 07/2022

National Asset Management

Plainview, NY
07/2022 → Present

B. Riley Wealth Management

Plainview, NY
07/2022 → Present

B. Riley Wealth Advisors, Inc.

Memphis, TN

Previous Registrations

2013-06-18 → 2015-06-25

Jhs Capital Advisors, Llc

Plainview, NY

Summit, NJ

Other Businesses

(1)NORTH SHORE WEALTH MANAGEMENT, LLC, VP OF INVESTMENT, DBA; 255 EXECUTIVE DRIVE STE 305, PLAINVIEW, NY 11803, LLC, VP OF INVESTMENT, START DATE 7/2013; 160 HRS/ MONTH ALL DURING SECURITIES TRADING HRS. (2) TRISTAR INVESTMENT MANAGMMENT AND CONSULTING GROUP LLC.NON-INVESTMENT RELATED. 173 COUNTRYSIDE DR. SUMMIT NJ. PRESIDENT/OWNER. BILL PAY ENTITY. (3) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; 255 EXECUTIVE DRIVE STE 305, PLAINVIEW, NY 1180; LIFE, HEALTH, ANNUITIES; AGENT; START DATE 5/2021; 8 HRS/ MONTH DEVOTED DURING SECURITIES TRADING HRS. (4) IMMACULATA HIGH SCHOOL; NON INVESTMENT RELATED; 240 MOUNTAIN AVE SOMERVILLE, NJ 08876; HIGH SCHOOL BUSINESS EDUCATION; TEACHER; START DATE 8/2020; 100 HRS/ MONTH DEVOTED 50 DURING SECURITIES TRADING HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-21
S63	Uniform Securities Agent State Law Examination	1998-04-27

S65 Uniform Investment Adviser Law Examination

1998-05-21
S63 Uniform Securities Agent State Law Examination

1998-04-27

View on SEC IAPD