Laurie Ann Mathews

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beaumont, TX
• 12/2009 → Present
  Bank Of America, N.A.
  Beaumont, TX

Other Businesses

I*: 2535351Entity Type: For ProfitName of OBA: JTJ Associates, LLCAddress: Lumberton, TX 77657Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 6/2/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: This LLC is being established to be the General Partner of our FLP. I*: 2538286 Entity Type: For ProfitName of OBA: The M. and D. FLP, LtdAddress: Lumberton, TX 77657Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 6/2/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: We are doing estate planning and our attorney suggested setting up a FLP to shelter the funds from lawsuits as well as using the FLP to fund trusts in the future. I*: 2538288Entity Type: For ProfitName of OBA: The M. FLP, LtdAddress: Lumberton, TX 77657Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 6/2/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Establishing a FLP for estate planning purposes. Wanting to protect assets from lawsuits as well as funding trusts in the future I*: 2535349Entity Type: For ProfitName of OBA: LTA Legacy, LLCAddress: Lumberton, TX 77657Investment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 06/02/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0Duties: Personal Estate Planning Manager of the LLC I*2790289, Entity Type: Entity For Profit, Name of OBA: J & L M FLP, Address: Lumberton, Texas, 77657, Investment Related: Y, Position, Title, Association: General Partner/Managing Member, Employee State Date: 10/06/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Limited partner, Asset protection and Estate Planning. We are moving assets into our Family Limited Partnership to protect them should we have some kind of unfortunate event in the future. This will also give us the ability to move funds into Trusts for the benefit of each spouse and the children in the future. I*4476266 Entity Type: code N/A Name of OBA: The J M Beneficial Trust Address: Lumberton, Texas, 77657 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/29/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Spouse I*5150267, Entity Type: , Name of OBA: A A D, Address: Lumberton, Texas, 77657, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/03/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2004-04-01
• S63 Uniform Securities Agent State Law Examination
  1998-04-10

Other Names

• Laurie Ann Anders
• Laurie Ann Decuir