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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-24
  • TX RA
    APPROVED
    Since 2018-08-24

Branch Locations

Katy, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Katy TX 03/2013 Present
State Farm Insurance Katy TX 03/2013 07/2026
State Farm Investment Management Corp. Katy TX 08/2018 Present
State Farm Insurance Katy TX 07/2026 Present
  • 03/2013 → Present
    State Farm Vp Management Corp.
    Katy, TX
  • 03/2013 → 07/2026
    State Farm Insurance
    Katy, TX
  • 08/2018 → Present
    Katy, TX
  • 07/2026 → Present
    State Farm Insurance
    Katy, TX
Other Businesses

1) KATYFIT USA 1432 FM 1463 RD KATY, TX 77494; NON-INVESTMENT RELATED; COACH; MARATHON TRAINING PROGRAM; 01/2010; LEAD MY GROUPS ON LONG RUNS, AND HELP THEM PREPARE MENTALLY AND PHYSICALLY FOR THE CHALLENGE OR RUNNING LONG DISTANCES; 15 HRS/MTH-NONE DURING TRADING HOURS. 2) IN THE MOMENT IMAGES; NON INVESTMENT RELATED; 3902 WAVERLY BEND,KATY,TX,77450; PHOTOGRAPHY; 100% OWNER; 1/1/2013; 2 HR/MO; 0 HR/MO; PHOTOGRAPHY. 3) FELLOWSHIP AT CINCO RANCH; NON INVESTMENT RELATED; 22765 WESTHEIMER PKWY, KATY TX 77450; CHURCH; 01/01/2015; 4HR/MO; 0HR/MO; REVIEW THE RECOMMENDATIONS OF THE FINANCE COMMITTEE. 4) San Marino Properties The Nimbus Group; Investment related; 3902 Waverly Bend Katy, TX 77450; Investment or commercial; owner 100%; 6/1/15; is for family protection; 1 hr/mo; 0 hrs/mo. 5) The Fellowship (Church); non-investment related; 3/1/16; 22765 Westheimer Pkwy, Katy, TX 77450; Non-denominational church; Chairman of the Pastoral Management Team, I will facilitate meetings with the church pastor and a small of group of elected elders. Review the recommendations of the finance committee. I have not accepted this position. It is pending your approval. Approximate time commitment is less than 4-5 hours per month; Review recommendations of the finance committee; 4 hrs/mo; 0 hrs/mo. 6) Polaris Properties; Investment related; 3902 Waverly Bend, Katy, TX 77450; Investment or commercial property; Owner 50%; 5/2/2017; Control of checkbook, review bank statements, make deposits, pay bills. 7) Katy Christian Ministries; NOT investment-related; 5504 First Street, Katy, TX 77493; Association/Committee/Council; Board Member; Director; 10/01/2021; 3; 0; Katy Christian Ministries is a Social Service non-profit serving the Katy/West Houston, Texas area. They have Social Service Departments that offer emergency financial assistance, Food Pantry, a Crisis Center that houses the Domestic Abuse Center and the Sexual Assault Center, Resale Store, Donation Center..

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-22
  • S63 Uniform Securities Agent State Law Examination
    2000-08-22
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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