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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-17
  • PA RA
    APPROVED
    Since 2023-08-17

Branch Locations

1104 West High St. Unit 3, Ebensburg, PA 15931 • United States

180 Beacon St, Somerset, PA 15501 • United States

522 Central Ave., Johnstown, PA 15902 • United States

532 Oakridge Dr, Johnstown, PA 15904 • United States

105A College Park Plz, Johnstown, PA 15904 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Llpl Financial Llc Johnstown PA 08/2001 Present
  • 08/2001 → Present
    Llpl Financial Llc
    Johnstown, PA
Other Businesses

1. 08/03/2001 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - KABLER/THOMAS FINANCIAL GROUP - INV REL - AT REPORTED BUSINESS LOCATION(S) 2. 10/19/2001 - Non-Variable Insurance - EMPIRE GENERAL LIFE - INV REL - AT REPORTED BUSINES LOCATION(S) 3. 09/23/2002 - Non-Variable Insurance - EBENSBURG INSURANCE AGENCY - INV REL - AT REPORTED BUSINES LOCATION(S) 4. 02/25/2003 - Non-Variable Insurance - SELLING LONG TERM CARE AND HEALTH INSURANCE -INV REL - AT REPORTED BUSINES LOCATION(S) 5. 03/20/2008 - Non-Variable Insurance - REFERRING CLIENTS FOR LTC INSURANCE - INV REL - AT REPORTED BUSINES LOCATION(S) - TIME SPENT 1% 6. 08/07/2025 - Steadfast Financial Group, LLC - DBA for LPL Business (entity for LPL business) - inv Rel - At reported business location(s) - Start date: 06/05/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-30
  • S66 Uniform Combined State Law Examination
    1998-04-30

View on SEC IAPD

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