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B. Riley Wealth Advisors, Inc. CRD 115927
$4.21B regulatory AUM 40 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
40 S. Main St. Suite 1600, Memphis, TN 38103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-12-03 |
| VA | RA | APPROVED | 2022-08-30 |
| TX | RA | APPROVED_RES | 2022-08-25 |
Branch Locations
851 Ne 1St Ave. Suite 4309, Miami, FL 33132 • United States
1640 Boro Place Floor 4, Office 406, Mclean, VA 22102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Reston | VA | 03/2010 | 12/2019 |
| B.RIley Wealth Management, Inc. | Memphis | TN | 12/2019 | Present |
| B. Riley Wealth Advisors, Inc. | Memphis | TN | 07/2022 | Present |
1) CAM Private Wealth Services, LLC, investment-related, DBA conducting securities business through BRWM, Same Address as BRWM; Start Date 2010, 40 hours devoted during securities trading hours. 2) C8 Leasing LLC; Non - Investment Related; 851 NE 1st Ave Unit 4309; Real Estate; Owner; Start date 3/1/2023; 20 hrs/ month devoted 5 during securities trading hrs. 3) B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month. 3) 1360 Oak LLC; Investment related; 851 NE 1st ave unit 4309 Miami FL 33132; Managing member, Real estate; Start date 6/2023; 16 hrs/month devoted 12 during securities trading hrs. 4) CPW Consulting LLC; Investment related; 851 NE 1st Ave unit 4309; Rental properties; Owner; Start date 8/1/2023; 1 hr/ month devoted, none during securities trading hrs. 5) Beyond Mark; Non investment related; 851 NE 1st ave Unit 4309 Miami FL 33132; Car rental; President; Start Date 11/20/2023; 5 hrs/ month devoted during securities trading hrs. 6) Apex Motors 1 LLC; Non investment related; 851 NE 1st Ave Unit 4309 Miami FL 33132; Used to register a vehicle for tax and liability purposes; Owner; Start Date 03/23/2026; 0 hrs/month devoted, none during securities trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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