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15375 Barranca Parkway Suite G-110, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-26 |
Branch Locations
15375 Barranca Parkway Suite G-110, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Irvine | CA | 02/2014 | 08/2019 |
| Capital Cs Group, Llc | Irvine | CA | 08/2019 | Present |
1) MCGINNIS SERVICES, INC, 2) INVESTMENT RELATED BUSINESS 3) 6254 LYNDSEY ST. EASTVALE, CA 92880 3) REAL ESTATE SERVICES 4) SECRETARY 5) 01/2018 6) 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS 7) BOOKKEEPING & SIGNOR
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2004-09-18 |
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