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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-03-07
NY RA APPROVED 2021-08-03
NJ RA APPROVED 2011-08-22
  • SC RA
    APPROVED
    Since 2025-03-07
  • NY RA
    APPROVED
    Since 2021-08-03
  • NJ RA
    APPROVED
    Since 2011-08-22

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Hempstead, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Hempstead NY 05/2008 Present
Other Businesses

1. 09/03/2021 - Webster Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/03/2021.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-05
S63 Uniform Securities Agent State Law Examination 1998-05-23
  • S65 Uniform Investment Adviser Law Examination
    2004-05-05
  • S63 Uniform Securities Agent State Law Examination
    1998-05-23

View on SEC IAPD

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