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Inactive

William Joseph Gamblin

Mariner

Omaha, NE

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-06-22
  • NE RA
    APPROVED
    Since 2021-06-22

Branch Locations

13815 Fnb Parkway Suite 100, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Omaha NE 07/2013 06/2021
Tiaa-Cref Individual & Institutional Services, Llc Omaha NE 07/2013 06/2021
Mariner Wealth Advisors Omaha NE 06/2021 Present
Previous Registrations
  • 2013-07-29 → 2021-06-02
    Omaha, NE
  • 2011-05-16 → 2013-07-16
    Omaha, NE
  • 2002-08-12 → 2011-04-01
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    North Platte, NE
    Kearney, NE
    Kearney, NE
    Grand Island, NE
    Hastings, NE
    Grand Island, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Sioux Falls, SD
    Sioux Falls, SD
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Elkhorn, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Fargo, ND
    Sioux Falls, SD
    Sioux Falls, SD
    Colton, SD
    Hartford, SD
    Papillion, NE
    Bismarck, ND
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Elkhorn, NE
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-05
S63 Uniform Securities Agent State Law Examination 1998-05-11
  • S66 Uniform Combined State Law Examination
    2002-08-05
  • S63 Uniform Securities Agent State Law Examination
    1998-05-11

View on SEC IAPD

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