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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-10-28 |
Branch Locations
4000 Town Center Blvd Suite 100, Canonsburg, PA 15317 • United States
1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsburgh | PA | 11/2014 | 12/2018 |
| Morgan Stanley | Rehoboth Beach | DE | 12/2018 | 08/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2019 | 08/2020 |
| Ubs Financial Services Inc. | Pittsburgh | PA | 10/2021 | Present |
| Unemployed | Pittsburgh | PA | 08/2020 | 10/2021 |
The Mentoring Partnership of SW PA; Investment related No; Pittsburgh, PA; Charity / Private Foundation; Board member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2016; During business hours: .25; After business hours: .25
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-05 |
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