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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-10-28
  • PA RA
    APPROVED
    Since 2021-10-28

Branch Locations

4000 Town Center Blvd Suite 100, Canonsburg, PA 15317 • United States

1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 11/2014 12/2018
Morgan Stanley Rehoboth Beach DE 12/2018 08/2020
Morgan Stanley Private Bank, N.A. New York NY 01/2019 08/2020
Ubs Financial Services Inc. Pittsburgh PA 10/2021 Present
Unemployed Pittsburgh PA 08/2020 10/2021
Previous Registrations
Other Businesses

The Mentoring Partnership of SW PA; Investment related No; Pittsburgh, PA; Charity / Private Foundation; Board member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2016; During business hours: .25; After business hours: .25

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-26
S63 Uniform Securities Agent State Law Examination 1998-06-05
  • S65 Uniform Investment Adviser Law Examination
    2011-10-26
  • S63 Uniform Securities Agent State Law Examination
    1998-06-05
Other Names
  • Donnell Erik William Scott
  • Donnell E Scott
  • Donnell Erik Scott
  • Donnell Erik William Scott
  • Donnell Scott

View on SEC IAPD

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