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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-12 |
| CA | RA | APPROVED | 2018-05-07 |
Branch Locations
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
333 Market St, San Francisco, CA 94105 • United States
Hillsborough, CA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Francisco | CA | 03/2009 | 05/2018 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 05/2018 | Present |
RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 8/25/2017, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, OAKLAND, CA, 100% OWNERSHIP, START 10/15/2016, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, SAN FRANCISCO, CA, 100% OWNERSHIP, START 5/6/2016, 3 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, OAKLAND, CA, 100% OWNERSHIP, START 5/25/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-24 |
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