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2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-10 |
| TX | RA | APPROVED | 2021-10-05 |
Branch Locations
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States
2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES
Austin, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Independent Network | Dallas | TX | 02/1999 | 06/2019 |
| Sunbelt Securities, Inc. | Houston | TX | 06/2019 | 07/2019 |
| Sunbelt Securities Inc | Houston | TX | 06/2021 | Present |
| Unemployed | Austin | TX | 07/2019 | 06/2021 |
1) OA Capital (DBA): Investment related. 6800 Adeline Way, Austin, TX 78746. DBA under Sunbelt Securities, Inc. Registered Representative. Start: 07/2021. 40 hours a month, during trading hours. 2) DKO Investment Company LLC (OBA): Not investment related. 6800 Adeline Way, Austin, TX 78746. Investment holding company. Buy / hold investments. Owner. Start date 05/2014. Zero hours, none during trading hours. 3) OA Capital Pro (OBA): Investment related. 2700 Post Oak Blvd, Ste 1700, Houston, TX 77056. Financial services. Financial Advisor. OBA under OA Capital. No relationship. Start: 06/05/2026. 2 to 3 hours a week, during trading hours. Financial services for professional athletes.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-06 |
| S65 | Uniform Investment Adviser Law Examination | 1998-03-18 |
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