Stephen Anthony Gentile

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-04-05

MA RA
APPROVED

Since 2023-04-05

Branch Locations

Lynnfield, MA • United States

200 Lowder Brook Dr Ste 2100, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group	Dedham	MA	08/2009	03/2023
Lpl Financial Llc	Waltham	MA	03/2023	Present

08/2009 → 03/2023

Next Financial Group

Dedham, MA
03/2023 → Present

Lpl Financial Llc

Waltham, MA

Previous Registrations

2009-08-07 → 2023-03-31

Next Financial Group, Inc.

Houston, TX

Dedham, MA

South Easton, MA

Lynnfield, MA
2004-09-10 → 2009-12-02

Ceres Financial Group, Inc.

Stoughton, MA

Other Businesses

1) 03/2023- Bay Financial Associates, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Waltham, MA 2) 03/2023- Non-Variable Insurance- Agent selling traditional fixed life insurance health fixed annuities long term care disability and group insurance - inv. related- Waltham, MA - start date 3/27/2023- 100%

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-27
S63	Uniform Securities Agent State Law Examination	1998-04-30

S65 Uniform Investment Adviser Law Examination

2002-06-27
S63 Uniform Securities Agent State Law Examination

1998-04-30

Other Names

Stephen A Gentile

View on SEC IAPD