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Adam David Kamm

LPl Financial LLC

Cranford, NJ

Fort Mill, SC

CRD 3021932

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-12
NJ RA APPROVED 2025-06-06
  • SC RA
    APPROVED
    Since 2025-06-12
  • NJ RA
    APPROVED
    Since 2025-06-06

Branch Locations

Cranford, NJ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated - Ubs Financial Services Inc. Weehawken NJ 06/1998 05/2025
Lpl Financial Llc Fort Mill SC 05/2025 Present
  • 06/1998 → 05/2025
    Painewebber Incorporated - Ubs Financial Services Inc.
    Weehawken, NJ
  • 05/2025 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-29
S63 Uniform Securities Agent State Law Examination 2000-10-24
  • S66 Uniform Combined State Law Examination
    2008-04-29
  • S63 Uniform Securities Agent State Law Examination
    2000-10-24

View on SEC IAPD

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