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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-24 |
| NJ | RA | APPROVED | 2002-07-23 |
| TX | RA | APPROVED_RES | 2002-06-13 |
Branch Locations
1600 Jfk Blvd, Philadelphia, PA 19103 • United States
3100 Hingston Ave, Egg Harbor Township, NJ 08234 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Philadelphia | PA | 05/2002 | Present |
I*3015275 Entity Type: N/A Name of OBA: Rental Property 1 Address:Philadelphia Pennsylvania Investment Related:No Position, Title, Association:Co-owner with non-family members Start Date:02/01/2021 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:N/A I*3015276 Entity Type: N/A Name of OBA: Rental Property 3 Address:Philadelphia Pennsylvania Investment Related:No Position, Title, Association:Co-owner with other family members Start Date:12/01/2011 No Hours: 3 Yearly No Hours during trading:0 Yearly Duties:N/A I*3016270 Entity Type: N/A Name of OBA: Rental Property 2 Address:Philadelphia Pennsylvania Investment Related:No Position, Title, Association:Co-owner with non-family members Start Date:03/01/2013 No Hours: 1 Yearly No Hours during trading:0 Yearly Duties:N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-24 |
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