James Joseph Ian

Current Employers

Employment History

• 02/2004 → 03/2017
  Metlife Securities Inc.
  Guilford, CT
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Guilford, CT
• 03/2017 → Present
  Mml Investors Services, Llc
  Guilford, CT

Previous Registrations

• 2004-03-23 → 2017-03-25
  Msi Financial Services, Inc.
  Guilford, CT

Other Businesses

1) Name: James Ian Inv rel: Y Add: 16 Warren St Nantucket MA 02554 Nature: Rental Income Position: Owner Start date: 3/27/2021 No. HR/MO: 2 No. HR/MO during sec trading: 0 Describe duties: This will be a vacation home for my family, but we will also rent it for about 12 weeks a year... 2) Name: James Ian Inv rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Agent Start date: 1/2013 No. HR/MO:1 No. HR/MO during sec trading: 1 Life (Term/Universal/Whole), Disability, Long-Term Care, Health, & Fixed Annuities. 3) NAME: 18 Still Dock LLC INV REL: Y ADD: Residential Address NATURE: Rental Property POSITION: Co-owner START DATE: 09/22/2023 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: Support operation of the property, interact with the Realtor, manage bills and bank account 4) NAME: Sachems Head Holding Company, LLC. INV REL: Y ADD: Residential Address NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: Owner/President START DATE: 03/18/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Monitor funds coming into and out of the LLC 5) NAME: Barnum Capital Management, LLC INV REL: Y ADD: 800 BOSTON POST RD., STE 203, GUILFORD CT 06437 NATURE: LLC FOR PASS THROUGH COMPENSATION POSITION: President START DATE: 03/13/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: To manage income and expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-27
• S63 Uniform Securities Agent State Law Examination
  1998-05-12

Other Names

• Jim Ian