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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-03-14 |
| NC | RA | APPROVED | 2009-10-13 |
Branch Locations
7530 Pineville Matthews Rd, Charlotte, NC 28226 • United States
5692 E Nc 150 Hwy, Maiden, NC 28650 • United States
7471 E Cross Drive, Denver, NC 28037 • United States
717 S Kings Drive, Charlotte, NC 28204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Huntersville | NC | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-13 |
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