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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-10-25
  • MA RA
    APPROVED
    Since 2016-10-25

Branch Locations

5 East Street, Franklin, MA 02038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Franklin MA 10/2016 Present
Lincoln Financial Advisors Fort Wayne IN 09/2007 10/2016
Integrated Wealth Concepts Llc Franklin MA 10/2016 Present
  • 10/2016 → Present
    Lpl Financial Llc
    Franklin, MA
  • 09/2007 → 10/2016
    Lincoln Financial Advisors
    Fort Wayne, IN
  • 10/2016 → Present
    Franklin, MA
Previous Registrations
  • 2008-07-31 → 2016-10-31
    Osaic Fa, Inc.
    Franklin, MA
    Franklin, MA
    Glastonbury, CT
Other Businesses

1)10/21/16-INTEGRATED WEALTH CONCEPTS-DBA for LPL Business (entity for LPL business)-Inv. Related- at reported business location(s)- 100% 2)10/21/16- Non-Variable Insurance- Inv. Related- at reported business location(s)- 5%. 3) 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. 4) 11/18/2016 - Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 5/3/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 6) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 7) 06/16/2026 - Franklin Financial Partners, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/21/2026 - 80 hours per month/ during trading 8) 07/08/2026 - Franklin Financial Partners, LLC - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 05/21/2026 - 80 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-02
S63 Uniform Securities Agent State Law Examination 2004-01-20
  • S65 Uniform Investment Adviser Law Examination
    2008-07-02
  • S63 Uniform Securities Agent State Law Examination
    2004-01-20
Designations

View on SEC IAPD

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