Thomas Alfred Sawyer

Employer firm

Wellth Advisory Services, LLC CRD 330537

$26.7B regulatory AUM 10 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wellth Advisory Services, Llc

Shorewood, IL • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-06-24
MA	RA	APPROVED	2025-03-27

CT RA
APPROVED

Since 2025-06-24
MA RA
APPROVED

Since 2025-03-27

Branch Locations

Shorewood, IL • United States

42 Weybosset St Ph Level, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
People's United Bank, Na	Bridgeport	CT	04/2016	04/2022
People's Securities, Inc.	Bridgeport	CT	11/2016	04/2022
People's United Advisors, Inc	Bridgeport	CT	06/2018	04/2022
Wilmington Trust	Norwood	MA	04/2022	03/2025
Lpl Financial	Providence	RI	03/2025	Present
Strategic Retirement Partners	Providence	RI	03/2025	Present

04/2016 → 04/2022

People's United Bank, Na

Bridgeport, CT
11/2016 → 04/2022

People's Securities, Inc.

Bridgeport, CT
06/2018 → 04/2022

People's United Advisors, Inc

Bridgeport, CT
04/2022 → 03/2025

Wilmington Trust

Norwood, MA
03/2025 → Present

Lpl Financial

Providence, RI
03/2025 → Present

Strategic Retirement Partners

Providence, RI

Previous Registrations

2018-06-13 → 2022-12-31

People'S United Advisors, Inc.

Boston, MA
2017-12-15 → 2020-03-31

People'S Securities, Inc.

Boston, MA

Bridgeport, CT
2005-08-04 → 2006-08-29

Principal Securities, Inc.

Waltham, MA

Waltham, MA

Other Businesses

1)03/12/2025 - Strategic Retirement Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)03/12/2025 - Notary - State of MA - Inv Rel - Start: 10/2024 3.06/05/2025 - WellTh Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:03/10/2025 - 160 Hrs/Mth - 8 Hrs During Trading - I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-08-03
S63	Uniform Securities Agent State Law Examination	1998-09-30

S66 Uniform Combined State Law Examination

2005-08-03
S63 Uniform Securities Agent State Law Examination

1998-09-30

View on SEC IAPD