Thomas Alfred Sawyer

Current Employers

Employment History

• 04/2016 → 04/2022
  People's United Bank, Na
  Bridgeport, CT
• 11/2016 → 04/2022
  People's Securities, Inc.
  Bridgeport, CT
• 06/2018 → 04/2022
  People's United Advisors, Inc
  Bridgeport, CT
• 04/2022 → 03/2025
  Wilmington Trust
  Norwood, MA
• 03/2025 → Present
  Lpl Financial
  Providence, RI
• 03/2025 → Present
  Strategic Retirement Partners
  Providence, RI

Previous Registrations

• 2018-06-13 → 2022-12-31
  People'S United Advisors, Inc.
  Boston, MA
• 2017-12-15 → 2020-03-31
  People'S Securities, Inc.
  Boston, MA
  Bridgeport, CT
• 2005-08-04 → 2006-08-29
  Principal Securities, Inc.
  Waltham, MA
  Waltham, MA

Other Businesses

1)03/12/2025 - Strategic Retirement Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)03/12/2025 - Notary - State of MA - Inv Rel - Start: 10/2024 3.06/05/2025 - WellTh Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:03/10/2025 - 160 Hrs/Mth - 8 Hrs During Trading - I provide investment advisory services through WELLth Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2005-08-03
• S63 Uniform Securities Agent State Law Examination
  1998-09-30