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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2001-12-26
  • IL RA
    APPROVED
    Since 2001-12-26

Branch Locations

510 Maine St 9Th Fl, Quincy, IL 62301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Quincy IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Quincy IL 11/2016 Present
Other Businesses

SHERWOOD LAKES ESTATES ASSOCIATION, NOT INV RELATED, QUINCY, IL, TREASURER, START 10/1/2015, 1 HOUR PER MONTH, ZERO DURING TRADING, COLLECTING DUES, PAYING INVOICES FOR NEIGHBORHOOD MAINTENANCE. POWER OF ATTORNEY; INV RELATED;QUINCY,IL; POWER OF ATTORNEY; POA; START DATE: 07/15/2026; 1 HRS PER MONTH; - HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-05
S63 Uniform Securities Agent State Law Examination 1998-05-15
  • S65 Uniform Investment Adviser Law Examination
    1998-06-05
  • S63 Uniform Securities Agent State Law Examination
    1998-05-15
Other Names
  • Bill Paxton

View on SEC IAPD

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