Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2004-02-26
  • OH RA
    APPROVED
    Since 2004-02-26

Branch Locations

3637 Medina Road Suite 345B, Medina, OH 44256 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 01/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2004 Present
Other Businesses

1) HEALTH INS-AGENT SINCE 1/1/04-OFFER IND HEALTH INS-4HR/WK; 2)MEDICARE SUPPLEMENTS & OTHER HEALTH INSURANCE; SALES SINCE 6/24/09; 4 HRS/WK; ASSIST CLEINTS W/THEIR HEALTH INS NEEDS AS I HAVE DONE FOR 28 YRS; 3) SELLS GROUP LONG TERM CARE INSURANCE THROUGH UNUM, SINCE 06/2009: 4) SALES OF FORETHOUGHT FIXED ANNUITIES, SAME ADDRESS AS REGISTERED BRANCH OFFICE SINCE 02/05/2015, APPROXIMATELY 1H/WEEK

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-17
  • S63 Uniform Securities Agent State Law Examination
    1998-04-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Medina, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor