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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2004-02-26 |
Branch Locations
3637 Medina Road Suite 345B, Medina, OH 44256 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2004 | Present |
1) HEALTH INS-AGENT SINCE 1/1/04-OFFER IND HEALTH INS-4HR/WK; 2)MEDICARE SUPPLEMENTS & OTHER HEALTH INSURANCE; SALES SINCE 6/24/09; 4 HRS/WK; ASSIST CLEINTS W/THEIR HEALTH INS NEEDS AS I HAVE DONE FOR 28 YRS; 3) SELLS GROUP LONG TERM CARE INSURANCE THROUGH UNUM, SINCE 06/2009: 4) SALES OF FORETHOUGHT FIXED ANNUITIES, SAME ADDRESS AS REGISTERED BRANCH OFFICE SINCE 02/05/2015, APPROXIMATELY 1H/WEEK
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-04-17 |
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