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Matthew John Turnbull

Turnbull Financial Services LLC

Encinitas, CA

CRD 3020996

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Employer firm

Turnbull Financial Services LLC CRD 300015

$3.65M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Turnbull Financial Services Llc

Encinitas, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-25
  • CA RA
    APPROVED
    Since 2019-01-25

Branch Locations

Encinitas, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Claremont Financial Group, Inc. Costa Mesa CA 02/2006 10/2018
Capital Investment Group, Inc. Raleigh NC 12/2011 10/2018
Turnbull Financial Services Llc Encinitas CA 12/2018 Present
  • 02/2006 → 10/2018
    Claremont Financial Group, Inc.
    Costa Mesa, CA
  • 12/2011 → 10/2018
    Capital Investment Group, Inc.
    Raleigh, NC
  • 12/2018 → Present
    Turnbull Financial Services Llc
    Encinitas, CA
Previous Registrations
Other Businesses

Independent insurance agent. Same address. Less than 10% of time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-06
S63 Uniform Securities Agent State Law Examination 1998-06-11
  • S66 Uniform Combined State Law Examination
    2009-06-06
  • S63 Uniform Securities Agent State Law Examination
    1998-06-11
Other Names
  • Matt Turnbull

View on SEC IAPD

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