Inactive

James David Walker

Kendall Capital Management

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Current Employers

Kendall Capital Management

2000 Tower Oaks Boulevard Suite 240, Rockville, MD 20852 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-07-11

MD RA
APPROVED

Since 2022-07-11

Branch Locations

2000 Tower Oaks Boulevard Suite 240, Rockville, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mckinley Carter Wealth Services, Inc.	Charleston	WV	01/2014	07/2022
Kendall Capital Management	Rockville	MD	07/2022	Present

01/2014 → 07/2022

Mckinley Carter Wealth Services, Inc.

Charleston, WV
07/2022 → Present

Kendall Capital Management

Rockville, MD

Previous Registrations

2014-02-04 → 2022-07-15

Mckinley Carter Wealth Services, Inc.

Gaithersburg, MD

Wheeling, WV
2012-12-13 → 2014-05-21

Yellowwood Financial Advisors, Inc.

Gaithersburg, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-12-12

S65 Uniform Investment Adviser Law Examination

2012-12-12

Designations

Other Names

David Walker
Dave Walker
James D Walker

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NAVY FEDERAL INVESTMENT SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

J.P. MORGAN SECURITIES LLC

UNITED BROKERAGE SERVICES, INC

PROFIT INVESTMENTS

ORTMAN FINANCIAL PLANNING

Other Investors

JOHN BRIAN OETTINGER

JORDAN SCOTT KRAUS

Anna Laureys Squier

JASON SCOTT COHEN

JENNIFER CHRISTINE PASCAL

Annalise Taylor Haywood

Liam Christopher Sweet

Other Offices

LPL FINANCIAL LLC · ROCKVILLE, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCKVILLE, MD

NAVY FEDERAL INVESTMENT SERVICES, LLC · Rockville, MD

STATE FARM INVESTMENT MANAGEMENT CORP. · N Bethesda, MD

J.P. MORGAN SECURITIES LLC · Rockville, MD

UNITED BROKERAGE SERVICES, INC · ROCKVILLE, MD

PROFIT INVESTMENTS · NORTH BETHESDA, MD

ORTMAN FINANCIAL PLANNING · NORTH BETHESDA, MD

More in Rockville, MD

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