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2700 Post Oak Blvd. 22Nd Floor; Suite 22-122, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-06 |
Branch Locations
2700 Post Oak Blvd. 22Nd Floor; Suite 22-122, Houston, TX 77056 • United States
575 5Th Avenue 16Th Floor/Office 16-139, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc | New York | NY | 07/2018 | 08/2022 |
| Tradition North America | New York | NY | 03/2018 | 07/2018 |
| Unemployed | Larchmont | NY | 12/2017 | 02/2018 |
| Natixis London | London | 08/2015 | 11/2017 | |
| Natixis New York | New York | NY | 08/2022 | 01/2023 |
| Finamex International, Llc | Houston | TX | 03/2023 | 03/2026 |
| Finamex International, Llc | Houston | TX | 03/2026 | Present |
| Finamex Asset Management, Llc | Houston | TX | 07/2026 | Present |
#1. CASA DE BOLSA FINAMEX S.A. DE C.V.; YES; JAVIER BARROS SIERRA 495 PISO 16, COL. SANTA FE, CIUDAD DE MEXICO CP 01376; MEXICAN BROKER-DEALER REGISTERED WITH CNBV IN MEXICO, NOT REGISTERED WITH THE SEC; SALES; 01/30/2023; APROXIMATELY 160 HOURS PER MONTH WITH 160 DURING TRADING HOURS; PROVIDE COVERAGE TO CASA DE BOLSA FINAMEX'S INSTITUTIONAL CLIENTS IN THE US AND LATIN AMERICA (EXCLUDING MEXICO) FOR THEIR INTEREST RATES, FIXED INCOME BONDS AND FOREIGN EXCHANGE NEEDS IN LATIN AMERICAN PRODUCTS. CASA DE BOLSA FINAMEX IS ONE ENTITY WITH TWO SEPARATE REGISTRATIONS; SWAP DEALER, SWAPS CAN NOT BE DONE THROUGH FINAMEX INTERNATIONAL AS IT IS NOT A SWAP DEALER. FIXED INCOME BONDS AND FOREIGN EXCHANGE ARE DONE THROUGH CASA DE BOLSA FINAMEX BD. THE OBJECTIVE IS TO OFFER STANDARD AND TAILORED SOLUTIONS AND GROW CASA DE BOLSA MARKET SHARE. KEY RESPONSIBILITIES: COVER CLIENTS FOR THE ABOVE MENTIONED PRODUCTS. SETUP OF NEW ACCOUNTS MAKING SURE ALL DOCUMENTATION AND REGULATORY ITEMS ARE IN PLACE BEFORE TRADING. EXPAND AND MAINTAIN CLIENT RELATIONSHIPS BY CONSTANTLY PROVIDING MARKET INFORMATION, AXES, REGULAR VISITS WITH CASA DE BOLSA FINAMEX'S TRADING TEAM AND/OR ECONOMICS TEAMS. #2. VACATION HOME IN FRANCE; NO; 18 RUE DE PONCHETTES, NICE, FRANCE 06300; IT'S MY VACATION HOME AND I RENT IT IN AIRBNB FROM TIME TO TIME; OWNER/ 05/15/2024; ZERO HOURS PER MONTH; PROPERTY BEING MANAGED BY MY FAMILY IN FRANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-30 |
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