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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-05
  • NJ RA
    APPROVED
    Since 2023-05-05

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

435 Ringwood Avenue, Pompton Lakes, NJ 07442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Donna's Pizzeria Palisades Park NJ 06/2014 04/2020
North Hudson Regional Fire & Rescue West New York NJ 10/2004 Present
Lpl Financial Llc Palisades Park NJ 08/2016 08/2019
Ifp Securities, Llc Tampa FL 08/2019 05/2023
Independent Financial Partners Tampa FL 08/2019 05/2023
Lpl Financial Llc Pine Brook NJ 05/2023 Present
Private Advisor Group, Llc Morristown NJ 05/2023 Present
Previous Registrations
Other Businesses

1) 02/23/2023 - North Hudson Regional Fire and Rescue - Outside/W-2 Employment - Captain - West New York, NJ 07093 - Non investment related - 190 Hours per month - Start date: 10/21/2004. 2) 02/23/2023 - MSIX Capital Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 05/12/2023 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 3/8/2023 - 150 Hours Per Month/ 7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/12/2023 - MSIX Capital Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 3/8/2023 - 150 Hours Per Month/ 7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 06/28/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Producer - Start Date 06/01/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2018-05-10
Designations

View on SEC IAPD

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