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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-03 |
| CA | RA | APPROVED | 2016-06-15 |
Branch Locations
580 California Street, Suite 1200, San Francisco, CA 94104 • United States
San Anselmo, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2016 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. PACIFICUS CAPITAL MANAGEMENT, 580 California Street, Suite 1200, San Francisco CA 94104, 06/13/2023, Pacificus Capital Management is simply a marketing DBA, Using a Trade Name/dba, INV REL, 0 HR/MO, 0 HR/MO TRADING. 3. PROTECTED INVESTORS OF AMERICA (PIA), 580 California Street Suite 1200, San Francisco CA 94104, United States, 01/15/2026, Protected Investors of America is simply a marketing DBA., Administrative, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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