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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-03
CA RA APPROVED 2016-06-15
  • TX RA
    APPROVED
    Since 2023-05-03
  • CA RA
    APPROVED
    Since 2016-06-15

Branch Locations

580 California Street, Suite 1200, San Francisco, CA 94104 • United States

San Anselmo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2016 Present
Previous Registrations
  • 2015-03-17 → 2016-07-22
    Protected Investors Of America
    San Francisco, CA
    San Francisco, CA
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. PACIFICUS CAPITAL MANAGEMENT, 580 California Street, Suite 1200, San Francisco CA 94104, 06/13/2023, Pacificus Capital Management is simply a marketing DBA, Using a Trade Name/dba, INV REL, 0 HR/MO, 0 HR/MO TRADING. 3. PROTECTED INVESTORS OF AMERICA (PIA), 580 California Street Suite 1200, San Francisco CA 94104, United States, 01/15/2026, Protected Investors of America is simply a marketing DBA., Administrative, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-16
S63 Uniform Securities Agent State Law Examination 1998-11-10
  • S66 Uniform Combined State Law Examination
    2015-03-16
  • S63 Uniform Securities Agent State Law Examination
    1998-11-10
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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