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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-01
  • NJ RA
    APPROVED
    Since 2024-11-01

Branch Locations

272 Route 46 East, Rockaway, NJ 07866 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Nyack NY 08/2016 09/2016
Lpl Financial Llc Suffern NY 08/2016 09/2016
Key Investment Services Llc Nyack NY 09/2016 08/2017
Axa Advisors, Llc Wall NJ 12/2017 11/2018
Massmutual Life Insurance Company Wall Township NJ 11/2018 04/2021
Mml Investors Services, Llc Wall Township NJ 11/2018 04/2021
Hot Wealth Management Consultants Lincroft NJ 08/2017 12/2017
Raymond James Financial Services Inc. West Berlin NJ 11/2024 Present
Fast Track Construction Systems Inc. Marlboro NJ 04/2021 10/2024
Fulton Financial Advisors West Berlin NJ 11/2024 Present
Fulton Bank Rockaway NJ 11/2024 Present
  • 08/2016 → 09/2016
    First Niagara Bank
    Nyack, NY
  • 08/2016 → 09/2016
    Suffern, NY
  • 09/2016 → 08/2017
    Nyack, NY
  • 12/2017 → 11/2018
    Axa Advisors, Llc
    Wall, NJ
  • 11/2018 → 04/2021
    Massmutual Life Insurance Company
    Wall Township, NJ
  • 11/2018 → 04/2021
    Wall Township, NJ
  • 08/2017 → 12/2017
    Hot Wealth Management Consultants
    Lincroft, NJ
  • 11/2024 → Present
    Raymond James Financial Services Inc.
    West Berlin, NJ
  • 04/2021 → 10/2024
    Fast Track Construction Systems Inc.
    Marlboro, NJ
  • 11/2024 → Present
    Fulton Financial Advisors
    West Berlin, NJ
  • 11/2024 → Present
    Fulton Bank
    Rockaway, NJ
Previous Registrations
Other Businesses

(1)Name of Business: Fulton Bank Address: 272 US Highway 46, Rockaway, NJ, 07866-3826, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 11/04/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Helping Clients invest for their retirement needs through various investment tools at my disposal through Raymond James and Fulton Bank. (2)Name of Business: Fulton Financial Advisors Address: 272 US Highway 46, Rockaway, NJ, 07866-3826, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/04/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Sales and Service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-31
  • S66 Uniform Combined State Law Examination
    2024-10-31

View on SEC IAPD

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