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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Niagara Bank | Nyack | NY | 08/2016 | 09/2016 |
| Lpl Financial Llc | Suffern | NY | 08/2016 | 09/2016 |
| Key Investment Services Llc | Nyack | NY | 09/2016 | 08/2017 |
| Axa Advisors, Llc | Wall | NJ | 12/2017 | 11/2018 |
| Massmutual Life Insurance Company | Wall Township | NJ | 11/2018 | 04/2021 |
| Mml Investors Services, Llc | Wall Township | NJ | 11/2018 | 04/2021 |
| Hot Wealth Management Consultants | Lincroft | NJ | 08/2017 | 12/2017 |
| Raymond James Financial Services Inc. | West Berlin | NJ | 11/2024 | Present |
| Fast Track Construction Systems Inc. | Marlboro | NJ | 04/2021 | 10/2024 |
| Fulton Financial Advisors | West Berlin | NJ | 11/2024 | Present |
| Fulton Bank | Rockaway | NJ | 11/2024 | Present |
(1)Name of Business: Fulton Bank Address: 272 US Highway 46, Rockaway, NJ, 07866-3826, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 11/04/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Helping Clients invest for their retirement needs through various investment tools at my disposal through Raymond James and Fulton Bank. (2)Name of Business: Fulton Financial Advisors Address: 272 US Highway 46, Rockaway, NJ, 07866-3826, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/04/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Sales and Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-10-31 |
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