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928 Grand Blvd 4Th Floor, Kansas City, MO 64106 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-10-20 |
Branch Locations
10 South Broadway, St. Louis, MO 63102 • United States
4200 W 115Th Street, Leawood, KS 66211 • United States
Chesterfield, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Dallas | TX | 04/2008 | 08/2017 |
| Wells Fargo Advisors Llc | Dallas | TX | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | TX | 11/2016 | 08/2017 |
| Umb Bank | St Louis | MO | 08/2017 | Present |
| Umb Financial Services Inc | St Louis | MO | 10/2017 | Present |
1) High School Baseball Coach, 13201 Clayton Rd St. Louis, MO 63131, 2 hours/day, 5 days/week, 12 weeks, Annual Comp $ 4,200. 2) UMB Bank, n.a., investment-related, 1010 Grand Blvd., Kansas City, MO, 64106, investment management services, financial services professional, start date 08/31/17, 152 hours per month allocated to UMB Bank during normal business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-11 |
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