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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-06-25 |
| DC | RA | APPROVED | 2000-02-07 |
Branch Locations
1700 K St Nw Ste 875, Washington, DC 20006 • United States
Baltimore, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
1. CO-TRUSTEE FOR BROTHER'S TRUST, INVESTMENT RELATED, WAYNESBORO VA, BEGAN 1/3/2006, 1 HOUR/MONTH, NOT DURING BUSINESS HOURS. 2. POWER OF ATTORNEY FOR SISTER-IN-LAW; INVESTMENT RELATED; AVONDALE, PA; START 10/2012; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-30 |
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