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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-11 |
| NC | RA | APPROVED | 2006-09-04 |
Branch Locations
210 Alamance Rd 2Nd Fl [Profit Formula], Burlington, NC 27215 • United States
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Burlington | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Burlington | NC | 11/2016 | Present |
NOTARY PUBLIC; INVESTMENT RELATED; BURLINGTON, NC; NOTARIZE DOCUMENTS; START 3/10; 0 HRS PER MONTH 0 DURING TRADING.; POWER OF ATTORNEY FOR FAUCETTE INVESTMENTS LLC (IN-LAWS), INV RELATED, BURLINGTON, NC, START: 1/1/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING. | RENTAL PROPERTY- IVY COMMONS; INV RELATED; RALEIGH, NC; RENTAL;50% OWNERSHIP; START DATE: 08/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | POWER OF ATTORNEY FOR DELLA FAUCETTE AND LOWELL FAUCETTE; INV RELATED;BURLINGTON,NC; POA FOR PARENTS-IN-LAW; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 8/14/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-17 |
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