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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-11
NC RA APPROVED 2006-09-04
  • TX RA
    APPROVED
    Since 2017-04-11
  • NC RA
    APPROVED
    Since 2006-09-04

Branch Locations

210 Alamance Rd 2Nd Fl [Profit Formula], Burlington, NC 27215 • United States

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burlington NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Burlington NC 11/2016 Present
Other Businesses

NOTARY PUBLIC; INVESTMENT RELATED; BURLINGTON, NC; NOTARIZE DOCUMENTS; START 3/10; 0 HRS PER MONTH 0 DURING TRADING.; POWER OF ATTORNEY FOR FAUCETTE INVESTMENTS LLC (IN-LAWS), INV RELATED, BURLINGTON, NC, START: 1/1/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING. | RENTAL PROPERTY- IVY COMMONS; INV RELATED; RALEIGH, NC; RENTAL;50% OWNERSHIP; START DATE: 08/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | POWER OF ATTORNEY FOR DELLA FAUCETTE AND LOWELL FAUCETTE; INV RELATED;BURLINGTON,NC; POA FOR PARENTS-IN-LAW; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 8/14/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-01
S63 Uniform Securities Agent State Law Examination 2000-11-17
  • S65 Uniform Investment Adviser Law Examination
    2006-09-01
  • S63 Uniform Securities Agent State Law Examination
    2000-11-17
Other Names
  • Kim Hinsdale
  • Kimberly Dawn Hinsdale
  • Kim H Faucette
  • Kim Faucette

View on SEC IAPD

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