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Travis Lee Cook

Ridgeline Asset Management, LLC

Durango, CO

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Current Employers
Ridgeline Asset Management, Llc

Durango, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-19
TX RA APPROVED 2018-12-03
  • CO RA
    APPROVED
    Since 2025-06-19
  • TX RA
    APPROVED
    Since 2018-12-03

Branch Locations

Durango, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avant-Garde Advisors Llc Castle Rock CO 04/2011 12/2016
Wealthsource Partners, Llc Castle Rock CO 03/2016 Present
Ridgeline Asset Management, Llc Frisco TX 09/2018 Present
Ridgeline Asset Management, Llc Castle Rock CO 01/2014 Present
Previous Registrations
  • 2016-03-24 → 2019-06-27
    Wealthsource®
    Castle Rock, CO
    Castle Rock, CO
  • 2011-04-26 → 2016-12-15
    Avant-Garde Advisors Llc
    Centennial, CO
    Castle Rock, CO
  • 2007-05-29 → 2011-07-20
    Cook Investment Management, Llc
    Castle Rock, CO
  • 2006-04-28 → 2007-03-09
    Charles Schwab & Co., Inc.
    Phoenix, AZ
    Englewood, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-27
S63 Uniform Securities Agent State Law Examination 1999-11-16
  • S66 Uniform Combined State Law Examination
    2006-04-27
  • S63 Uniform Securities Agent State Law Examination
    1999-11-16

View on SEC IAPD

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