Christopher Adam Williams

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 10/2016
  Lpl Financial Llc
  Manassas, VA
• 05/2015 → 05/2023
  Mosaic Wealth Partners
  Rockville, MD
• 10/2016 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2011-08-25 → 2016-10-31
  Lpl Financial Llc
  Richmond, VA
  Annandale, VA
  Rockville, MD
• 2008-11-17 → 2011-08-29
  Wells Fargo Clearing Services, Llc
  Arlington, VA
  Arlington, VA
  Columbia, MD
• 2005-01-07 → 2008-11-18
  Banc Of America Investment Services, Inc.
  Mclean, VA
  Mclean, VA
  Alexandria, VA
  Alexandria, VA
• 2004-03-12 → 2005-01-13
  Truist Investment Services, Inc.
  Vienna, VA

Other Businesses

Fixed insurance sales; as of 12/26/2023; 50% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2004-03-11
• S63 Uniform Securities Agent State Law Examination
  2003-02-28