Charlton Havard Lyons

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Shreveport, LA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Shreveport, LA

Other Businesses

Real Estate Ownership; Single Family; 326 Linden AveShreveport, LA 71104, ,; Not Investment-Related; 06/15/2018 / Commercial; 6105 Line AveShreveport, LA 71106, ,; Investment-Related; 09/01/2019. Business Ownership; HAWE Interest, LLC; Member; LLC for partial owner in real estate; 7330 Fern Ave Ste 1001Shreveport, LA 71105, ,; Investment-Related; 07/08/2019; 1 to 9 hours per month; 0 during trading hours / 6105 Line Avenue LLC; member; Commercial Real Estate holding; 6105 Line Ave, , Shreveport, LA, 71106; Investment-Related; 10/14/2019; 1 to 9 hours per month; 0 during trading hours / Lapis Enterprises of Oklahoma Inc; Manager and Owner; Legal entity for our Ameriprise practice in OK; 5018 E 68th Street, 1st Floor, , Tulsa, OK, 74136; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours / Lapis Enterprises Inc; Co-owner; This will be a legal entity for our Ameriprise Team Practice; 6105 Line Ave, Suite 100, Shreveport, LA, 71106; Not Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours. Board of Directors; Chimp Haven; Board Member; 13600 Chimpanzee Place Keithville, LA 71047, ,; ; 09/13/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Red River Radio; Listener Advisory Board Member; 8675 Youree Drive Shreveport, LA 71115, ,; ; 01/01/2016; 1 to 9 hours per month; 0 during trading hours / City Church; Vice President; 132 Scopena Circle Bossier City, LA, ,; ; 11/01/2011; 1 to 9 hours per month; / Shreveport Symphony Orchestra; Past President; 616 Jordan St. Shreveport, LA 71101, ,; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lapis Enterprises of Oklahoma Inc; President, Owner - Manager and Owner; ; 5018 E 68th Street, 1st Floor, , Tulsa, OK, 74136; Investment-Related; 12/01/2021; 60 hours per month; 60 during trading hours / Lapis Enterprises Inc; Co-owner; Manage advisory business; 6105 Line Ave, Ste 100, Shreveport, LA, 71106; Investment-Related; 01/01/2018; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-02-24

Designations

• Certified Financial Planner

Other Names

• Havard Lyons