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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-05 |
Branch Locations
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-11-08 |
Branch Locations
127 Generals Place, Canton, GA 30114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sacklow & Acox Cpas, P.C. | Bloomfield | NJ | 06/1979 | Present |
| 1St Global Capital Corp. | Bloomfield | NJ | 02/1998 | 10/2019 |
| Avantax Insurance Services, Inc. | Bloomfield | NJ | 09/1998 | 09/2025 |
| 1St Global Advisors, Inc | Bloomfield | NJ | 02/2006 | 10/2019 |
| Avantax Investment Services, Inc. | Bloomfield | NJ | 10/2019 | 09/2025 |
| Avantax Advisory Services | Bloomfield | NJ | 10/2019 | 09/2025 |
| Avantax Planning Partners | Bloomfield | NJ | 07/2022 | Present |
| Cetera Wealth Services, Llc | Canton | GA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) HEADQUARTERS ADVISORY GROUP LLC POSITION: Referring Advisor NATURE: I make initial contact with individuals who may be interested in financial services. If so, I make an appointment for me, the client, and Michele Lee to meet. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1999 ADDRESS: 77 East Halsey Road #4, Parsippany NJ 07054, United States DESCRIPTION: I meet with Michele and the clients. I do not make investment decisions. I do not keep make client notes Most of the records I have in my office are the daily blotter and deposits for a few clients. 2) SACKLOW & ACOX CPAS LLC POSITION: partner NATURE: Accounting firm INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 120 START DATE: 06/01/1979 ADDRESS: 295 Montgomery Street, Bloomfield NJ 07003, United States DESCRIPTION: Accounting and taxes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-10-06 |
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