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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-26
FL RA APPROVED 2020-01-21
  • TX RA
    APPROVED_RES
    Since 2020-05-26
  • FL RA
    APPROVED
    Since 2020-01-21

Branch Locations

5464 Village Drive, Rockledge, FL 32955 • United States

2425 N Courtenay Parkway Unit 14, Merritt Island, FL 32953 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Merritt Island FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Merritt Island FL 11/2016 01/2020
Raymond James & Associates, Inc Rockledge FL 01/2020 Present
Previous Registrations
Other Businesses

VIDINA PROPERTIES, LLC Address: ROCKLEDGE, FL Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/15/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: OWN AND LEASE COMMERCIAL OFFICE SPACE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-30
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    1999-08-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Designations

View on SEC IAPD

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Other Offices

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