James Anthony Mccollom

Current Employers

Employment History

• 07/2010 → Present
  Lpl Financial Llc
  Charlotte, NC
• 11/2019 → 07/2021
  Independent Advisor Alliance, Llc
  Charlotte, NC
• 07/2021 → Present
  Core Advisory Group
  Charlotte, SC

Previous Registrations

• 2019-11-19 → 2021-07-06
  Independent Advisor Alliance, Llc
  Charlotte, NC
• 2001-04-18 → 2010-07-06
  Equity Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC

Other Businesses

1. 03/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/23/2018 - 2 Hours Per Month During Securities Trading. 2. 07/2010 - Fairview Strategic Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business 3. 7/29/2021 - CORE Advisory Group - DBA: (Hybrid) Fairview Strategic Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/01/2021 - 160 Hours Per Month During Securities Trading. 4. 7/29/2021 - CORE Advisory Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 07/01/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through CORE Advisory Group, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 02/26/2025 - Vacasa - Investment Related - Real Estate Rental - Island, SC - Start Date:01/09/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-06
• S63 Uniform Securities Agent State Law Examination
  1998-03-14