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Jason Daniel Nickerson

John G. Ullman & Associates, Inc

Horseheads, NY

CRD 3018691

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Employer firm

John G. Ullman & Associates, Inc CRD 105361

$1.51B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
John G. Ullman & Associates, Inc

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-23
NY RA APPROVED 2021-07-20
  • TX RA
    APPROVED
    Since 2022-11-23
  • NY RA
    APPROVED
    Since 2021-07-20

Branch Locations

343 Daniel Zenker Drive, Horseheads, NY 14845 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John G. Ullman & Associates, Inc. Corning NY 01/1998 Present
Other Businesses

Partner/Owner of Famalina Blue Properties LLC started in Jan 2021. In the business of investing in and operating vacation style rental properties, less than 10 hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-14
  • S66 Uniform Combined State Law Examination
    2000-09-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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