Joseph Carl Fiumara

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2010-02-12

NJ RA
APPROVED

Since 2010-02-12

Branch Locations

32 Route 206, Stanhope, NJ 07874 • United States

100 Route 46, Budd Lake, NJ 07828 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Seacaucus	NJ	01/2010	Present

01/2010 → Present

Pnc Investments

Seacaucus, NJ

Previous Registrations

2009-03-19 → 2009-08-04

Banc Of America Investment Services, Inc.

Glen Rock, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-03-17
S63	Uniform Securities Agent State Law Examination	1998-06-08

S65 Uniform Investment Adviser Law Examination

2009-03-17
S63 Uniform Securities Agent State Law Examination

1998-06-08

Other Names

Joe Fiumara

View on SEC IAPD

Current Employers

Pnc Wealth Management Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews