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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-10-22 |
| TX | RA | APPROVED | 2020-10-22 |
Branch Locations
3325 Emerald Lane Suite A, Jefferson City, MO 65109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Jefferson City | MO | 07/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Jefferson City | MO | 11/2016 | 10/2020 |
| Wells Fargo Advisors Financial Network, Llc | Jefferson City | MO | 10/2020 | Present |
ROST & REIN HARD, LLC; INVESTMENT RELATED; JEFFERSON CITY,MO; 100% OWNERSHIP; START DATE 10/26/2020; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 20; PASS THROUGH FOR FINET PRACTICE.| FINTERIS WEALTH MANAGEMENT LLC; INV RELATED; JEFFERSON CITY, MO; 25% OWNERSHIP; START 10/01/2020; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; FINET PRACTICE.| RENTAL PROPERTY; INV RELATED; JEFFERSON CITY, MO; 25% OWNERSHIP; START 7/15/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. | EMERALD LANE LLC; INV RELATED; JEFFERSON CITY, MO; 25% OWNERSHIP; START 7/15/2022; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; HOLDS RENTAL PROPERTY.| POWER OF ATTORNEY FOR MOTHER-IN-LAW; INV RELATED; JEFFERSON CITY, MO; START 9/2022; LESS THAN 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING.| FINTERIS HOLDING COMPANY LLC, INV RELATED, JEFFERSON CITY, MO, 20% OWNERSHIP, START 10/1/2021, 160 HOURS PER MONTH, 160 DURING TRADING, FINET PRACTICE.| DIOCESE OF JEFFERSON CITY; NOT INV RELATED; JEFFERSON CITY, MO; CATHOLIC CHURCH; INVESTMENT COMMITTEE MEMBER; START DATE 04/23/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-20 |
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