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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-11-14 |
Branch Locations
13057 W. Center Rd. Suite 12, Omaha, NE 68144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritrade | Omaha | NE | 02/1998 | 12/2022 |
| Charles Schwab And Co., Inc. | Bellevue | NE | 12/2022 | 10/2023 |
| The Prudential Insurance Company Of America | Omaha | NE | 01/2024 | Present |
| Pruco Securities Llc | Omaha | NE | 01/2024 | 11/2024 |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
1) 01/30/2026-JS Financial, Inc.-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 08/16/2010-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-17 |
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