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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-28
GA RA APPROVED 2023-07-26
NC RA APPROVED 2023-07-24
SC RA APPROVED 2023-07-24
  • FL RA
    APPROVED
    Since 2023-08-28
  • GA RA
    APPROVED
    Since 2023-07-26
  • NC RA
    APPROVED
    Since 2023-07-24
  • SC RA
    APPROVED
    Since 2023-07-24

Branch Locations

5445 Mcginnis Vlg Pl Ste 101, Alpharetta, GA 30005 • United States

Clayton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Williams Insurance Agency Alpharetta GA 12/1995 Present
State Farm Vp Management Corp. Alpharetta GA 12/1995 Present
State Farm Investment Management Corp Alpharetta GA 07/2023 Present
  • 12/1995 → Present
    John Williams Insurance Agency
    Alpharetta, GA
  • 12/1995 → Present
    State Farm Vp Management Corp.
    Alpharetta, GA
  • 07/2023 → Present
    Alpharetta, GA
Other Businesses

1) John Williams's Insurance Agency; Insurance Agency; Investment-related; 5445 McGinnis Vlg Pl Ste 101 Alpharetta, GA 30005-1732; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/1993; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-30
  • S63 Uniform Securities Agent State Law Examination
    2000-08-30
Designations
  • Chartered Financial Consultant
Other Names
  • Jay Williams

View on SEC IAPD

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