Charles Ronald Sumpter

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2021-07-16
DE	RA	APPROVED	2021-06-03
MD	RA	APPROVED	2021-06-03
VA	RA	APPROVED	2021-06-03

DC RA
APPROVED

Since 2021-07-16
DE RA
APPROVED

Since 2021-06-03
MD RA
APPROVED

Since 2021-06-03
VA RA
APPROVED

Since 2021-06-03

Branch Locations

4401 East West Hwy Suite 402, Bethesda, MD 20814 • United States

Bowie, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp.	Bethesda	MD	01/1998	Present
Charles Sumpter Insurance Agency	Bethesda	MD	01/1997	Present
State Farm Investment Management Corp	Bethesda	MD	06/2021	Present

01/1998 → Present

State Farm Vp Management Corp.

Bethesda, MD
01/1997 → Present

Charles Sumpter Insurance Agency

Bethesda, MD
06/2021 → Present

State Farm Investment Management Corp

Bethesda, MD

Other Businesses

1. Charles Sumpter's Insurance Agency; Insurance Agency; Investment-related; 4405 East West Hwy Ste 406 Bethesda, MD 20814-4535; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 11/01/1995; 80; 80; Service customers and supervise employees

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-02-11

S63 Uniform Securities Agent State Law Examination

2008-02-11

Designations

Chartered Financial Consultant

View on SEC IAPD