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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-01-05
DC RA APPROVED 2023-12-19
MD RA APPROVED 2023-09-29
VA RA APPROVED 2023-09-29
  • DE RA
    APPROVED
    Since 2026-01-05
  • DC RA
    APPROVED
    Since 2023-12-19
  • MD RA
    APPROVED
    Since 2023-09-29
  • VA RA
    APPROVED
    Since 2023-09-29

Branch Locations

3420 Hamilton St, Hyattsville, MD 20782 • United States

1609 Connecticut Ave Nw Suite 300, Washington, DC 20009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp. Hyattsville MD 01/1998 Present
Paul Dougherty Insurance Agency Hyattsville MD 01/1999 Present
State Farm Investment Management Corp Hyattsville MD 08/2018 06/2019
State Farm Investment Management Corp Hyattsville MD 09/2023 Present
State Farm Investment Management Corp Washington DC 09/2024 Present
Paul Dougherty Insurance Agency Washington DC 09/2024 Present
State Farm Vp Management Corp. Washington DC 09/2024 Present
Other Businesses

1) Paul Dougherty's Insurance Agency; Investment-related; 3420 Hamilton St Hyattsville MD 20782 and 1609 Connecticut Ave NW Suite 300 Washington DC 20009; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent;12/01/1997; 80; 80; Service customers and supervise employees 2) BISHOP MCNAMARA HS; INVESTMENT-RELATED; 6800 MARLBORO PIKE, FORESTVILLE, MARYLAND, 20747; EDUCATION; VOLUNTEER; 08/01/2013; 2 HRS/MO; 0 HRS/MO; PART OF A COMMITTEE THAT REVIEWS OUTSIDE BROKERAGE ACCOUNTS WITH SCHOOL ADMINISTRATORS AND TRACKS PERFORMANCE TO DETERMINE IF THE STRATEGIC GOALS OF THE SCHOOL ARE BEING MET. 3) Retirement planning coalition; non-investment-related; 191 Main Street, Suite 200, Annapolis MD 21401; Membership/Civic/Fraternal Organization; Chairman and Officer; 03/10/2016; 3hr/mo for both; a coalition of industry groups including NAIFA, MAHU, SIFMA, ALCI, and the MD Chamber of Commerce to advocate on behalf of the insurance industry in front of the Maryland House and Senate relative, Meeting with members of the legislature to educate them about the detrimental impact of proposed legislation. 4) SFAAMD. DIRECTOR: NON-INVESTMENTS-RELATED; 3420 HAMILTON ST. HYATTSVILLE, MD; MEMERSHIP/CIVIC/FRATERNAL ORGANIZATION; 0% OWNERSHIP; 02/23/2011; 5 HOURS PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS. THIS IS THE SISTER ORGANIZATION OF THE STATE FARM AGENTS AND ASSC PAC OF MARYLAND. SFAAMD IS AN INCORPORATED MEMBERSHIP ASSOCIATION CREATED TO ALLOW ADVOCACY ACTIVITIES TO BE DONE IN CONJUNCTION WITH THE PAC. 5) Naifa; non-investment-related; 1000 Wilson Blvd Arlington, VA 22209; Association/Committee/Council; other; none; 10/1/2024; 4; 0; Committee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-21
S63 Uniform Securities Agent State Law Examination 2011-10-13
  • S65 Uniform Investment Adviser Law Examination
    2023-09-21
  • S63 Uniform Securities Agent State Law Examination
    2011-10-13

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