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Bruce Arnold Sturgeon

Ameriprise Financial Services, LLC

Glenview, IL

Glenview, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-04-27
  • IL RA
    APPROVED
    Since 2018-04-27

Branch Locations

2400 Ravine Way Ste 100, Glenview, IL 60025 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Wilmette IL 08/2009 04/2018
Ameriprise Financial Services Inc Glenview IL 04/2018 03/2020
Ameriprise Financial Services, Llc Glenview IL 03/2020 Present
  • 08/2009 → 04/2018
    Wayne Hummer Investments
    Wilmette, IL
  • 04/2018 → 03/2020
    Ameriprise Financial Services Inc
    Glenview, IL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Glenview, IL
Previous Registrations
  • 2009-08-14 → 2018-04-27
    Wintrust Investments Llc
    Glencoe, IL
    Winnetka, IL
    Wilmette, IL
    Chicago, IL
    Wilmette, IL
    Chicago, IL
  • 2008-10-24 → 2009-08-17
    Banc Of America Investment Services, Inc.
    Highland Park, IL
  • 2001-10-15 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Highland Park, IL
    Highland Park, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-17
S63 Uniform Securities Agent State Law Examination 1998-03-31
  • S65 Uniform Investment Adviser Law Examination
    1999-06-17
  • S63 Uniform Securities Agent State Law Examination
    1998-03-31

View on SEC IAPD

Other Firms

COYLE
ARIS INVESTING
GLENVIEW FINANCIAL GROUP LLC
BREAKOUT PRIVATE WEALTH LLC
MERINO WEALTH MANAGEMENT
MORGAN STANLEY
LIFEWORKS ADVISORS, LLC
SOUTH BAY FINANCIAL PARTNERS

Other Investors

DEREK MICHAEL KYLER
REBECCA Carroll FRAGASSI
JOHN GARDNER FINLEY
Jenny Lee Selvaggio
WILLIAM MATTHEW PALMER
David Geoffrey Smestuen
RYAN MICHAEL JUNE
ADAM ROBERT BLONSKY

Other Offices

COYLE · GLENVIEW, IL
ARIS INVESTING · GLENVIEW, IL
GLENVIEW FINANCIAL GROUP LLC · GLENVIEW, IL
BREAKOUT PRIVATE WEALTH LLC · GLENVIEW, IL
MERINO WEALTH MANAGEMENT · GLENVIEW, IL
MORGAN STANLEY · Glenview, IL
LIFEWORKS ADVISORS, LLC · Glenview, IL
SOUTH BAY FINANCIAL PARTNERS · Glenview, IL

More in Glenview, IL

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