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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-07-06
  • TX RA
    APPROVED
    Since 1998-07-06

Branch Locations

4245 Kemp Blvd, Wichita Falls, TX 76308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Inc Wichita Falls TX 04/1983 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita Falls TX 04/1988 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-01
  • S63 Uniform Securities Agent State Law Examination
    1998-07-01
Other Names
  • Sheri Sue Patterson
  • Sheri Sue Smith
  • Sheri Sue Burlison
  • Sheri S Green

View on SEC IAPD

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