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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-05
  • CA RA
    APPROVED
    Since 2020-02-05

Branch Locations

465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States

Scottsdale, AZ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Fresno CA 04/2010 Present
  • 04/2010 → Present
    Lpl Financial
    Fresno, CA
Previous Registrations
Other Businesses

1- 02/24/2025 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/11/2025 - 80 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-09
  • S66 Uniform Combined State Law Examination
    1998-05-09
Other Names
  • Christopher J Davis

View on SEC IAPD

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