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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-08-22
  • TX RA
    APPROVED
    Since 2016-08-22

Branch Locations

2929 Allen Parkway, Houston, TX 77019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Inc. Houston TX 04/2015 Present
Sagepoint Financial Houston TX 06/2015 Present
Texas Cinematic Film Co. The Woodlands TX 11/2019 Present
  • 04/2015 → Present
    Houston, TX
  • 06/2015 → Present
    Sagepoint Financial
    Houston, TX
  • 11/2019 → Present
    Texas Cinematic Film Co.
    The Woodlands, TX
Previous Registrations
Other Businesses

TEXAS CINEMATIC FILM CO. POSITION: Owner NATURE: Photography and Video Services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2019 ADDRESS: 174 BURGANDY VINE CT., THE WOODLANDS TX 77384, United States DESCRIPTION: I get contracted to take photo's and/or video's of people.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-05-18
S65 Uniform Investment Adviser Law Examination 1998-05-01
  • S63 Uniform Securities Agent State Law Examination
    2015-05-18
  • S65 Uniform Investment Adviser Law Examination
    1998-05-01
Designations

View on SEC IAPD

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