Brian Patrick Thornton

Current Employers

Employment History

• 07/2008 → Present
  Principal Life Insurance Company
  Bethesda, MD
• 09/2009 → Present
  Principal Securities Inc
  Bethesda, MD

Previous Registrations

• 2008-08-08 → 2009-06-19
  Principal Securities, Inc.
  Bethesda, MD
• 2007-10-31 → 2008-08-05
  Investor Solutions
  Coconut Grove, FL
• 2007-06-06 → 2007-07-05
  Raymond James Financial Services, Inc.
  Riverview, FL
• 2004-06-09 → 2007-03-20
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  Saint Petersburg, FL
• 2003-11-10 → 2004-02-23
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL
• 2003-06-05 → 2003-08-21
  Ameriprise Financial Services, Llc
  Fort Myers, FL

Other Businesses

***Rental Properties; Not Investment Related; 6550 Rock Spring Drive, Suite 415, Bethesda, MD 20817; Owner; Ownership of two single family rental properties located at Owns rental property; Start Date: 11/24/2014; 0 hrs per month; 0 during trading hours. PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank / Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/28/2022 ADDRESS: 6700 ROCKLEDGE DR BLDG A, Suite #350, BETHESDA MD 20817-1824, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. RENTAL PROPERTIES POSITION: Owner NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/24/2014 ADDRESS: 6700 ROCKLEDGE DR BLDG A, Suite #250, BETHESDA MD 20817-1824, United States DESCRIPTION: Ownership of one single family rental property. Location of rental property: Cape Coral, Florida

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-13
• S63 Uniform Securities Agent State Law Examination
  1998-03-18

Designations